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2019 In-Depth Brokers and Investment Dealers Course

2019 In-Depth Brokers and Investment Dealers Course - This product is available in the following media types: In-Depth Courses(en anglais seulement)

October 28-29, 2019
CPA Canada, Toronto, ON

This top-rated course is the definitive training program for professionals who provide audit, assurance and other services to brokers and investment dealers.

ItemCPDItem no.Price
1410105850-19$1,950.00register now
Prices may change without notice. User license policies



Special Requirements

PREREQUISITE ONLINE PRE-READING MODULE (to be completed prior to October event):

  • ONLINE MODULE 1: Background to the Canadian Securities Industry and Types of Brokerage Activities

This course assumes a certain level of knowledge and understanding of the Canadian securities industry and brokerage activities. The Online Module 1 provides a summary of this information and is a handy refresher or overview of this information. We recommend that you read through this material before coming for the course.


A room block has not been arranged. Should you require hotel accommodation, there are several hotels within walking distance to the CPA Canada offices including:

Hilton Garden Inn Toronto Downtown
92 Peter Street, Toronto, ON M5V 2G5
For reservations call: 1-416-593-9200 or online:

Hyatt Regency Toronto
370 King Street West, Toronto, ON M5V 1J9
For reservations call: 1-416-343-1234 or online:

Residence Inn Toronto Downtown
255 Wellington Street West, Toronto, ON M5V 3P9
For reservations call: 1-416-581-1800 or online:

Refund Policy

If you are unable to attend the event for any reason, you may cancel up to 14 calendar days prior to the event start date for a full refund. Cancellations received within 14 calendar days of the event start date will be subject to a $150 administration fee (plus applicable taxes). All cancellation requests must be received by 5:00 p.m. ET on the day prior to the event start date. Refunds are not available after that point.

PLEASE NOTE: All cancellations must be received in writing by e-mail to

The topics, program format and events are correct at the time of publishing. If unforeseen circumstances occur, CPA Canada has the right to alter or delete items from the program or cancel the event and refund all registration fees.

Access to Material

No handouts will be distributed onsite, conference/workshop presentations will be available online approximately 1 week prior to the conference for you to download and/or print as needed.

NOTE: You will receive an email within the next hour with your log-in access to the CPA Canada online learning environment (D2L) at: Check and ensure you have access to the D2L platform.

If you do not receive this email, please email or contact the helpdesk portal at

Contact Us

Member Development and Support
Tel: 1-800-268-3793


Event dates, locations and prices subject to change.

CPA Canada offers many Sponsorship Opportunities to promote your products and services.

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