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2021 In-Depth Brokers and Investment Dealers Course

2021 In-Depth Brokers and Investment Dealers Course - This product is available in the following media types: In-Depth Courses

(en anglais seulement) Archive Event
Note: As this event is now over, information is for reference purposes only.

October 18-19, 2021
Virtual Event

This top-rated course is the definitive training program for professionals who provide audit, assurance and other services to brokers and investment dealers.

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Prices may change without notice. User license policies



Special Requirements

PREREQUISITE ONLINE PRE-READING MODULE (to be completed prior to October event):

  • ONLINE MODULE 1: Background to the Canadian Securities Industry and Types of Brokerage Activities

This course assumes a certain level of knowledge and understanding of the Canadian securities industry and brokerage activities. The Online Module 1 provides a summary of this information and is a handy refresher or overview of this information. We recommend that you read through this material before coming for the course.

Refund Policy

Due to the online availability of the course materials, no refunds will be processed once the registrant has accessed these materials.

Access to Material

No handouts will be distributed onsite, conference/workshop presentations will be available online approximately 1 week prior to the conference for you to download and/or print as needed.

NOTE: You will receive an email within the next hour with your log-in access to the CPA Canada online learning environment (D2L) at: Check and ensure you have access to the D2L platform.

If you do not receive this email, please email or contact the helpdesk portal at

Contact Us

Member Development and Support
Tel: 1-800-268-3793


Event dates, locations and prices subject to change.

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