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2022 In-Depth Brokers and Investment Dealers Course

2022 In-Depth Brokers and Investment Dealers Course - This product is available in the following media types: In-Depth Courses

October 18-19, 2022
Virtual Event

This comprehensive course provides definitive training for professionals providing audit, assurance and other services to brokers and investment dealers. Get up to date on regulation issues, risk management and accounting considerations impacting the securities industry.



CPA Canada partners with external providers to deliver this program. By registering for this program, you acknowledge your understanding that CPA Canada will share your personal information with those parties who require it to ensure your access in person or virtually. Personal information may include your name, company, email address and Store account number. Also note that you may be asked to create a profile on the external platform that we use to deliver the program, and your information may be visible to other registered attendees on that platform. To learn more about how CPA Canada collects, uses and discloses personal information, please refer to our privacy policy.

CPA Canada is dedicated to providing an enjoyable, respectful and safe event experience for everyone, both offline and online. Please refer to our anti-harassment policy



ItemCPDItem no.Price
Registration 
1410005850-22$2,145.00register now
Prices may change without notice. User license policies
 

 

 

Special Requirements

PREREQUISITE ONLINE PRE-READING MODULE (to be completed prior to October event):

The online pre-reading module (Module 1) consists of 4 separate lessons whereby participants will learn about the background to the Canadian Securities Industry and the Types of Brokerage Activities. The lessons will cover the following topics:

  • Lesson 1 – Capital Markets and the Securities Industry
  • Lesson 2 – Investment Dealer Trading Activities
  • Lesson 3 – Corporate Finance
  • Lesson 4 – Other Activities of Investment Dealers

Prior to attending the course participants will be expected to have reviewed over all of the pre-reading material. This material will be uploaded into the Desire-2-Learn online learning platform approximately 1-2 weeks before the date of the workshop.

Refund Policy

  • 7+ calendar days prior to start date: Full refund available
  • 3-6 calendar days prior to start date: $50 cancellation fee applies
  • 2 calendar days or fewer prior to start date: No refund available

PLEASE NOTE: All cancellations must be received in writing by email to customerservice@cpacanada.ca.

The topics, program format and events are correct at the time of publishing. If unforeseen circumstances occur, CPA Canada has the right to alter or delete items from the program or cancel the event and refund all registration fees.

Access to Material

The materials for the course will be uploaded to the online platform prior to the Commencement of the course. There is a pre-requisite module which all course participants will be required to review prior to attending the course offering. The online pre-reading module (Module 1) consists of 4 separate lessons whereby participants will learn about the background to the Canadian Securities Industry and the Types of Brokerage Activities. The lessons will cover the following topics:

  • Lesson 1 – Capital Markets and the Securities Industry
  • Lesson 2 – Investment Dealer Trading Activities
  • Lesson 3 – Corporate Finance
  • Lesson 4 – Other Activities of Investment Dealers

This material will be uploaded into the Desire-2-Learn online learning platform approximately 1-2 weeks before the date of the workshop.

Note: You will receive an email within the next hour with your log-in access to the CPA Canada online learning environment (D2L) at https://education.cpacanada.ca. Check and ensure you have access to the D2L platform. If you do not receive this email, please email D2Lsupport@cpacanada.ca or contact the helpdesk portal at https://cpacanada.service-now.com/support

Contact Us

Member Development and Support
Tel: 1-800-268-3793
Email: customerservice@cpacanada.ca

 

Event dates, locations and prices subject to change.

CPA Canada offers many Sponsorship Opportunities to promote your products and services.


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